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The LatestCram is a leading platform that offers real, valid, and subject matter expert's verified IIA-CIA-Part2 exam questions. These IIA-CIA-Part2 exam practice questions are particularly designed for fast Practice of Internal Auditing (IIA-CIA-Part2) exam preparation. The LatestCram IIA-CIA-Part2 exam questions are designed and verified by experienced and qualified IIA IIA-CIA-Part2 Exam trainers. They work together and put all their expertise and experience to ensure the top standard of LatestCram IIA-CIA-Part2 exam practice questions all the time.
IIA-CIA-Part2 certification exam is designed for professionals who are looking to enhance their skills and knowledge of internal auditing practices. Practice of Internal Auditing certification exam is offered by the Institute of Internal Auditors (IIA) and is the second part of the Certified Internal Auditor (CIA) program. The IIA-CIA-Part2 Exam focuses on the practice of internal auditing and covers topics such as risk management, internal control, and fraud detection.
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IIA-CIA-Part2 certification exam is highly respected in the internal auditing profession and is recognized globally. Practice of Internal Auditing certification provides individuals with a competitive edge when seeking employment opportunities in the field of internal auditing. Practice of Internal Auditing certification helps individuals enhance their skills and knowledge in the profession, which can lead to better job prospects and career advancement.
IIA Practice of Internal Auditing Sample Questions (Q315-Q320):
NEW QUESTION # 315
An auditor plans to analyze customer satisfaction, includinG.(1) customer complaints recorded by the customer service department during the last three months; (2)
merchandise returned in the last three months; and (3) responses to a survey of customers who made purchases in the last three months. Which of the following statements regarding this audit approach is correct?
- A. Analysis of three months' activity would not evaluate customer satisfaction.
- B. Steps 1 and 2 of the analysis are not necessary or cost-effective if the customer survey is comprehensive.
- C. Although useful, such an analysis does not address any risk factors.
- D. The survey would not consider customers who did not make purchases in the last three months.
Answer: D
NEW QUESTION # 316
Which of the following is the most appropriate objective for establishing a professional development plan for the internal audit activity?
- A. A plan that ensures internal auditors collectively possess expertise in various fields to avoid outsourcing.
- B. A plan that focuses on furthering the independence of the internal audit activity.
- C. A plan that focuses on filling gaps in the current skills needed to complete audit objectives.
- D. A plan based on individual preferences and proposals, which helps internal auditors achieve greater success.
Answer: C
Explanation:
* A. A plan that focuses on furthering the independence of the internal audit activity:While independence is essential, it is not directly related to professional development planning, which addresses skill enhancement.
* B. A plan that ensures internal auditors collectively possess expertise in various fields to avoid outsourcing:This may be a benefit of professional development but is not its primary objective.
* C. A plan based on individual preferences and proposals, which helps internal auditors achieve greater success:This option emphasizes individual goals rather than aligning professional development with organizational needs.
* D. A plan that focuses on filling gaps in the current skills needed to complete audit objectives:
Correct. Professional development should address skill gaps to enhance the internal audit activity's ability to meet its objectives effectively.
CIA Exam Syllabus Reference:
Domain IV: Managing the Internal Audit Function - Professional Development and Resource Management.
NEW QUESTION # 317
Which of the following describes (he primary reason why a preliminary risk assessment is conducted during engagement planning?
- A. To ensure that the engagement work program covers all risk areas
- B. To ensure that risks identified during previous audits of the area have been adequately addressed
- C. To identify the greatest risks organizationwide
- D. To ensure that significant risks are included in the engagement scope
Answer: D
Explanation:
The primary reason for conducting a preliminary risk assessment during engagement planning is to ensure that significant risks are included in the engagement scope. This assessment helps the internal auditor focus on areas of highest risk, ensuring that the audit provides the most value by addressing the most critical issues that could impact the organization's objectives.
:
IIA Standards: 2201 - Planning Considerations
IIA Practice Guide: Engagement Planning
NEW QUESTION # 318
Considering the five-attribute approach to documenting deficiencies in an area under review which of the following answers the question. "What should be in place?''
- A. Action plan
- B. Recommendation
- C. Criteria
- D. Condition
Answer: C
Explanation:
In the five-attribute approach to documenting deficiencies, the attribute that answers the question "What should be in place?" is Criteria. Criteria represent the standards, measures, or expectations used in making an evaluation and/or verification (what should be). It defines what the process or control should achieve, serving as a benchmark against which the actual condition (what is) is compared. The criteria are essential for identifying deviations and determining the nature and significance of deficiencies.
Reference: IIA's International Standards for the Professional Practice of Internal Auditing, Standard 2410 - Criteria for Communicating.
NEW QUESTION # 319
Which of the following is the most appropriate step for the chief audit executive to take in order to avoid defamation of character of the principal suspect in a fraud investigation?
- A. Restrict the use of potentially damaging words to privileged reports or discussions.
- B. Destroy all investigation workpapers and reports if the fraud cannot be proven.
- C. Label all workpapers, reports, and correspondence of the internal audit activity as private.
- D. Restrict discussions of the fraud to members of management who express an interest in the investigation.
Answer: A
NEW QUESTION # 320
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